Investment Adviser’s Compliance – An organizational burden or a necessity for Outstanding Client Service?

  • Atrayee Sen
  • Jun 10 2020
Estimated reading time: 4 minutes 3 seconds

“Compliance is just a subset of “governance” and not the other way around.” – Pearl Zhu, Digitizing Boardroom: The Multifaceted Aspects of Digital Ready Boards To read or write something about Compliance, the first thing we must know What is Compliance! A compliance program is a set of internal policies and procedures of a company to comply with laws, rules, and regulations or to uphold the business reputation. Many times, companies can put additional rules to differentiate with competitors...


Money , Emotions and Demonetization

  • Anup Bansal
  • Nov 24 2016
Estimated reading time: 4 minutes 59 seconds

Money evokes extreme emotions. While we all know that money is just a means to supposedly greater ends, varying from person to person, we get to see love, anger, jealousy, hatred and most of all crime because of unscrupulous desires for money.November 8th will go down as an important day in India's economic history. The whole attention was drawn away from US elections to India with the announcement of Rs. 500/Rs. 1000 notes demonetization by the Prime Minister, Mr. Narendra Modi. Let alone India,...


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